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SEC Rule 10b-5
Results: 780

#	Item
701	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. INVESTMENT COMPANY ACT OF 1940 Rel. No[removed]June 30, 2008 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-06-30 15:35:16 Financial regulation SEC Rule 10b-5 Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Securities regulation in the United States United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
702	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 19, 2012 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-19 13:41:33 73rd United States Congress Securities Securities fraud U.S. Securities and Exchange Commission SEC Rule 10b-5 Financial regulation David Passaro Financial system Securities Exchange Act United States securities law United States Securities and Exchange Commission Corporate crime
703	No[removed]CV UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT ______________________________________________ SECURITIES AND EXCHANGE COMMISSION, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-17 16:14:06 Economics Financial system Financial economics José A. Cabranes Wilfred Feinberg SEC Rule 10b-5 United States securities law Insider trading
704	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 30, 2012 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-30 16:38:59 Chu Securities Act U.S. Securities and Exchange Commission Soyo SEC Rule 10b-5 Qin Financial regulation Economy of the United States Government Ancient Chinese states United States securities law Soyo Group
705	Administrative Proceeding: Stephen D. Chanslor (CPA) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-26 17:09:29 Securities Exchange Act SEC Rule 10b-5 Economy of the United States United States Financial regulation United States securities law U.S. Securities and Exchange Commission Public Company Accounting Oversight Board
706	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 9, 2011 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-09 14:06:31 Corruption Finance 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Insider trading Securities fraud United States securities law Financial economics Financial system
707	Other Commission Order: Investools Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-16 17:02:19 Financial regulation Finance Financial economics Stock market New Deal Securities Act Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
708	Proposed Rule: Purchases of Certain Equity Securities by the Issuer and Others Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-04 15:28:46 Investment United States Securities and Exchange Commission Finance 73rd United States Congress Securities Exchange Act Security SEC Rule 10b-5 Securities market Share repurchase Stock market United States securities law Financial economics
709	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-06 17:47:37 United States securities law Business SEC filings Generally Accepted Accounting Principles Audit Financial statement Securities Exchange Act Materiality SEC Rule 10b-5 Auditing Accountancy Finance
710	Opinion in the Matter of The Rockies Fund, Inc. et al v. SEC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-22 15:47:03 Finance Stock market 73rd United States Congress United States Securities and Exchange Commission Short selling Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 United States securities law Financial economics Investment

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